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BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司

SFC InactiveDissolved
SFC ID:AAA567
CCASS ID:B01076
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SFC licences & institution history

No current licences
SFC ID:AAA567

Barclays Capital Securities Asia Limited

3 former names

  1. De Zoete & Bevan (Far East) Limited

    Earlier period—1988.03.29

    SFC name change: 1988.03.29

    No SFO licence period listed under this name

  2. Barclays de Zoete Wedd Securities (Asia) Limited

    1988.03.29—1995.02.14

    SFC name change: 1995.02.14

    No SFO licence period listed under this name

  3. BZW Securities Asia Limited

    1995.02.14—1998.01.23

    SFC name change: 1998.01.23

    No SFO licence period listed under this name

  4. Barclays Capital Securities Asia Limited

    1998.01.23—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Barclays Capital Securities Asia Limited (AAA567)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.03.31
TYPE 4Advising on securities
  • 2003.04.01—2004.12.24
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.24
TYPE 9Asset management
  • 2003.04.01—2004.12.24