Webb-site Legacy

Home

SHENG YUAN SECURITIES LIMITED 盛源證券有限公司

SFC Licensed
SFC ID:AVO470
CCASS ID:B01909
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AVO470

Sheng Yuan Securities Limited

1 former names

  1. Kai Yuan Securities Limited

    Earlier period—2011.04.27

    SFC name change: 2011.04.27

    Licences in this name periodTYPE 1TYPE 4

  2. Sheng Yuan Securities Limited

    2011.04.27—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of Sheng Yuan Securities Limited (AVO470)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.10.27—Present
TYPE 2Dealing in futures contracts
  • 2012.08.28—Present
TYPE 4Advising on securities
  • 2010.10.27—Present