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PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 信安環球投資(亞洲)有限公司

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SFC ID:ABH456
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SFC licences & institution history

No current licences
SFC ID:ABH456

Principal Global Investors (Asia) Limited

3 former names

  1. BT Funds Managers Limited

    Earlier period—1997.10.24

    SFC name change: 1997.10.24

    No SFO licence period listed under this name

  2. BT Funds Management Asia Limited

    1997.10.24—2000.02.21

    SFC name change: 2000.02.21

    No SFO licence period listed under this name

  3. Principal Capital Management (Asia) Limited

    2000.02.21—2002.10.15

    SFC name change: 2002.10.15

    No SFO licence period listed under this name

  4. Principal Global Investors (Asia) Limited

    2002.10.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Principal Global Investors (Asia) Limited (ABH456)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2017.06.28
TYPE 4Advising on securities
  • 2003.04.01—2017.06.28
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.12
TYPE 9Asset management
  • 2003.04.01—2005.01.12