BGC SECURITIES (HONG KONG) LLC
SFC LicensedSFC ID:ADS177
| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | - | 2005-02-07 |
| C | Advising on futures contracts | 2011-10-19 | 2013-01-07 |
| C | Advising on securities | - | 2005-02-07 |
| C | Advising on securities | 2011-10-19 | 2013-01-07 |
| C | Asset management | - | 2005-02-07 |
| C | Asset management | 2011-10-19 | 2013-01-07 |
| C | Dealing in futures contracts | 2008-06-25 | - |
| C | Dealing in securities | - | - |
| C | Leveraged foreign exchange trading | 2007-08-29 | 2011-03-23 |