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BGC SECURITIES (HONG KONG) LLC

SFC Licensed
SFC ID:ADS177
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2005-02-07
CAdvising on futures contracts2011-10-192013-01-07
CAdvising on securities-2005-02-07
CAdvising on securities2011-10-192013-01-07
CAsset management-2005-02-07
CAsset management2011-10-192013-01-07
CDealing in futures contracts2008-06-25-
CDealing in securities--
CLeveraged foreign exchange trading2007-08-292011-03-23