Webb-site Legacy

Home

BGC SECURITIES (HONG KONG) LLC

SFC Licensed
SFC ID:ADS177
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ADS177

BGC Securities (Hong Kong) LLC

1 former names

  1. Cantor Fitzgerald Asia LLC

    Earlier period—2004.09.30

    SFC name change: 2004.09.30

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. BGC Securities (Hong Kong) LLC

    2004.09.30—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9
Licences of BGC Securities (Hong Kong) LLC (ADS177)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2008.06.25—Present
TYPE 3Leveraged foreign exchange trading
  • 2007.08.29—2011.03.23
TYPE 4Advising on securities
  • 2003.04.01—2005.02.07
  • 2011.10.19—2013.01.07
TYPE 5Advising on futures contracts
  • 2011.10.19—2013.01.07
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.07
TYPE 9Asset management
  • 2003.04.01—2005.02.07
  • 2011.10.19—2013.01.07