SFC suspends Mr Tang Kai Shing, RO & MD of Rifa Futures Ltd, for 8 months
SFC
SFC, 05-Sep-2022
This follows the HK$9m fine against his firm in Jul-2022 for Anti-Money-Laundering breaches.
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People
SFC fines Rifa Futures Ltd HK$9m for AML breaches
SFC
SFC, 25-Jul-2022
This case is the 4th in a series relating to "Xinguanjia" client software supplied by Hengxin Software Ltd, which allowed sub-accounts in Mainland China to hide behind a main account with the relevant brokerage.
Orgs
SFC suspends Mr Wu Biwei for 6 months
SFC, 19-Jun-2017
He was with iStar International Futures Co Ltd, now known as Rifa Futures Ltd. He is now with Futu Securities International (HK) Ltd.
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People
SFC fines Rifa Futures Ltd HK$3m for AML-related internal control failures