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SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司

SFC Licensed
SFC ID:AFH614
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SFC licences & institution history

Currently licensed
SFC ID:AFH614

Southwest Securities (HK) Asset Management Limited

2 former names

  1. Tanrich Properties Management Limited

    Earlier period—1999.07.28

    SFC name change: 1999.07.28

    No SFO licence period listed under this name

  2. Tanrich Asset Management Limited

    1999.07.28—2015.04.09

    SFC name change: 2015.04.09

    Licences in this name periodTYPE 4TYPE 9

  3. Southwest Securities (HK) Asset Management Limited

    2015.04.09—Registered name

    Licences in this name periodTYPE 4TYPE 9
Licences of Southwest Securities (HK) Asset Management Limited (AFH614)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 9Asset management
  • 2008.12.18—Present