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GUOTAI JUNAN FUND MANAGEMENT LIMITED Hong Kong SFC License Details
GUOTAI JUNAN FUND MANAGEMENT LIMITED 國泰君安基金管理有限公司
SFC Inactive
SFC ID:
AQW326
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2011-08-04
2021-06-17
C
Asset management
2008-05-29
2024-02-06
C
Dealing in securities
2014-02-17
2020-12-09