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RBC FUTURES SERVICES (ASIA) LIMITED

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SFC ID:AAG294
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SFC licences & institution history

No current licences
SFC ID:AAG294

RBC Futures Services (Asia) Limited

2 former names

  1. Richardson Greenshields Commodities (HK) Limited

    Earlier period—1997.01.29

    SFC name change: 1997.01.29

    No SFO licence period listed under this name

  2. RBC Dominion Securities (Futures) Limited

    1997.01.29—1999.12.01

    SFC name change: 1999.12.01

    No SFO licence period listed under this name

  3. RBC Futures Services (Asia) Limited

    1999.12.01—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of RBC Futures Services (Asia) Limited (AAG294)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2005.10.28
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.10.28
TYPE 9Asset management
  • 2003.04.01—2003.06.18