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Public Disciplinary Actions
SFC suspends Mr Frank Ko Ka Keung for 2 months for deceiving employer in account opening
SFC, 28-Jan-2004
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SFC suspends Ms Sendy Siu So Fun for 3 weeks for facilitating unregistered dealing
SFC, 04-Sep-2003
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People
SFC reprimands Miss Ida Kwai Yee Man of Shenyin Wanguo
SFC, 19-Apr-2001
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SFC reprimands Mr Leung Shing Wai of Shenyin Wanguo
SFC, 19-Apr-2001
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SFC reprimands Mr Tse Chi Him of Shenyin Wanguo
SFC, 19-Apr-2001
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SFC reprimands Mr Yeung Shu Fan of Shenyin Wanguo
SFC, 19-Apr-2001
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People