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SOUTH CHINA COMMODITIES LIMITED 南華期貨有限公司

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SFC ID:AAF640
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Public Disciplinary Actions
SFC fines South China Commodities Ltd HK$4.8m for regulatory breaches
SFC
SFC, 14-Feb-2022
The firm is 100% owned by South China Financial (0619).
Orgs
SFC suspends Mr Lo Chiu Wai for 9 months for conflicts of interest and unsound advice
SFC, 29-Mar-2005
Orgs
People
SFC reprimands Mr Tam Chi Shing for breaching Code of Conduct
SFC, 22-May-2003
Orgs
People