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ASA SECURITIES LIMITED 富國證券有限公司

SFC Licensed
SFC ID:ASU517
CCASS ID:B01908
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SFC licences & institution history

Currently licensed
SFC ID:ASU517

ASA Securities Limited

2 former names

  1. ASA Securities Limited

    Earlier period—2009.05.29

    SFC name change: 2009.05.29

    No SFO licence period listed under this name

  2. ASA Securities Limited

    2009.05.29—2010.09.09

    SFC name change: 2010.09.09

    Licences in this name periodTYPE 1TYPE 2

  3. ASA Securities Limited

    2010.09.09—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of ASA Securities Limited (ASU517)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.08.19—Present
TYPE 2Dealing in futures contracts
  • 2010.08.19—2026.07.28
TYPE 4Advising on securities
  • 2012.07.05—Present