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South West Capital Limited (d2013-12-11) 西南融資有限公司

SFC InactiveDissolved
SFC ID:AXC633
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SFC licences & institution history

No current licences
SFC ID:AXC633

South West Capital Limited

1 former names

  1. South West Securities and Futures Limited

    Earlier period—2011.10.20

    SFC name change: 2011.10.20

    Licences in this name periodTYPE 1TYPE 2TYPE 6

  2. South West Capital Limited

    2011.10.20—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 6
Licences of South West Capital Limited (AXC633)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2011.06.30—2011.10.25
  • 2012.04.20—2013.04.26
TYPE 2Dealing in futures contracts
  • 2011.06.30—2011.10.25
TYPE 6Advising on corporate finance
  • 2011.06.30—2013.04.26