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South West Capital Limited (d2013-12-11) Hong Kong SFC License Details
South West Capital Limited (d2013-12-11) 西南融資有限公司
SFC Inactive
Dissolved
SFC ID:
AXC633
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
2011-06-30
2013-04-26
C
Dealing in futures contracts
2011-06-30
2011-10-25
C
Dealing in securities
2011-06-30
2011-10-25
C
Dealing in securities
2012-04-20
2013-04-26