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CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司

SFC Licensed
SFC ID:AEQ982
CCASS ID:B02041
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SFC licences & institution history

Currently licensed
SFC ID:AEQ982

CNCB (Hong Kong) Capital Limited

2 former names

  1. AIM Asset Management Limited

    Earlier period—2011.03.02

    SFC name change: 2011.03.02

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9

  2. Rocks Asia Capital Group Limited

    2011.03.02—2015.09.22

    SFC name change: 2015.09.22

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9

  3. CNCB (Hong Kong) Capital Limited

    2015.09.22—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of CNCB (Hong Kong) Capital Limited (AEQ982)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2016.06.07—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2015.08.20
TYPE 6Advising on corporate finance
  • 2010.10.27—Present
TYPE 9Asset management
  • 2003.04.01—Present