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ICEA SECURITIES ASIA LIMITED 工商東亞證券亞洲有限公司

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SFC ID:AAC939
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SFC licences & institution history

No current licences
SFC ID:AAC939

ICEA Securities Asia Limited

6 former names

  1. Handsome Margin Investments Limited

    Earlier period—1984.08.31

    SFC name change: 1984.08.31

    No SFO licence period listed under this name

  2. County Asia Investment Management Limited

    1984.08.31—1987.06.02

    SFC name change: 1987.06.02

    No SFO licence period listed under this name

  3. County Natwest Investment Management Asia Limited

    1987.06.02—1993.10.02

    SFC name change: 1993.10.02

    No SFO licence period listed under this name

  4. Natwest Investment Management Asia Limited

    1993.10.02—1995.01.17

    SFC name change: 1995.01.17

    No SFO licence period listed under this name

  5. Wheelock NatWest Investment Management Limited

    1995.01.17—1997.01.15

    SFC name change: 1997.01.15

    No SFO licence period listed under this name

  6. NatWest Securities Asia Limited

    1997.01.15—1998.03.13

    SFC name change: 1998.03.13

    No SFO licence period listed under this name

  7. ICEA Securities Asia Limited

    1998.03.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of ICEA Securities Asia Limited (AAC939)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2003.10.24
TYPE 4Advising on securities
  • 2003.04.01—2009.09.29
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.10.24
TYPE 9Asset management
  • 2003.04.01—2003.10.24