SFC bans Tang Shiyi, ex-China Galaxy International Securities, for 10 months
SFC
SFC, 31-Oct-2022
For operating 2 external brokerage accounts without telling her employer.
Orgs
People
SFC freezes accounts at 15 brokers in suspected social media pump & dump
SFC
SFC, 15-Mar-2021
Can anyone guess the stock?
Orgs
Topics
SFC restricts accounts at 14 brokers for suspected manipulation of Smartac (0395)
SFC, 25-Jun-2019
Orgs
SFC bans Wang Can, ex-China Galaxy, for 30 months, fines him HK$7,800
SFC, 16-May-2019
He was privy to information on a transaction by Linmark (now Daohe, 0915) and bought 40,000 shares, on which he made a profit of $7,800 ($0.195 per share) when he sold them on 5-Dec-2014, 2 days after the transaction was announced. The stock price ranged from $0.68-0.76 that day. It is unclear why he was not charged with Insider Dealing.