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T G HOLBORN (HK) LIMITED 浩邦(香港)有限公司
SFC Inactive
Dissolved
SFC ID:
ADE573
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Public Disciplinary Actions
Universal Insurance Consultants & Brokers Ltd & Ms Au Mei Chun acquitted
SFC, 03-Jan-2013
Orgs
People
Insurance agents Lau Chun Yin & Chau Chi Ho convicted of selling investment fund without licences
SFC, 17-Aug-2012
Orgs
People
Miss Jovin Chim Chai Shan v SFC
SFAT, 31-Mar-2006
Orgs
People
SFAT upholds SFC decision to suspend Ms Jovin Chim Chai Shan for 4 months for dishonestly signing internal documents
SFC, 29-Mar-2006
Orgs
People
SFC reprimands Mr Gary Yau Shu Cheung for improper conduct in handling internal documents
SFC, 01-Feb-2006
Mr Yau makes "voluntary payment" of HK$146k to SFC instead of 1 month off.
Orgs
People
SFC prosecutes Ms Wong Lee Chun for unlicensed investment advising & Mr Benjamin Li Ping Hei for aiding & abetting unauthorised advertising
SFC, 10-Nov-2004
Orgs
People
Unregistered staff at TG Holborn fined
South China Morning Post, 05-Dec-2003
Orgs
People
SFC prosecutes Mr Theodore Moy Kwok Chiu for acting as an investment representative whilst unregistered
SFC, 04-Dec-2003
Orgs
People
SFC prosecutes Mr Thomas Chan Pui Sing for acting as investment representative of T G Holborn (HK) Ltd whilst unregistered
SFC, 16-Sep-2003
Orgs
People
SFC prosecutes Mr Wong Wai Kuen for acting as investment representative of T G Holborn (HK) Ltd whilst unregistered
SFC, 09-Sep-2003
Orgs
People