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AllianceBernstein Hong Kong Limited 聯博香港有限公司

SFC Licensed
SFC ID:ADX555
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SFC licences & institution history

Currently licensed
SFC ID:ADX555

AllianceBernstein Hong Kong Limited

1 former names

  1. New-Alliance Asset Management (Asia) Limited

    Earlier period—2006.05.16

    SFC name change: 2006.05.16

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  2. AllianceBernstein Hong Kong Limited

    2006.05.16—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of AllianceBernstein Hong Kong Limited (ADX555)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2006.10.05—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.16
TYPE 9Asset management
  • 2003.04.01—Present