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RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司

SFC InactiveDissolved
SFC ID:AAF114
CCASS ID:B01149
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SFC licences & institution history

No current licences
SFC ID:AAF114

RBS Asia Securities (Hong Kong) Limited

4 former names

  1. Hoare Govett Hong Kong Limited

    Earlier period—1992.06.04

    SFC name change: 1992.06.04

    No SFO licence period listed under this name

  2. HG Asia Hong Kong Limited

    1992.06.04—1997.02.21

    SFC name change: 1997.02.21

    No SFO licence period listed under this name

  3. ABN AMRO Hoare Govett Asia (Hong Kong) Limited

    1997.02.21—1998.02.09

    SFC name change: 1998.02.09

    No SFO licence period listed under this name

  4. ABN AMRO Asia Securities (Hong Kong) Limited

    1998.02.09—2009.10.14

    SFC name change: 2009.10.14

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  5. RBS Asia Securities (Hong Kong) Limited

    2009.10.14—Registered name

    No SFO licence period listed under this name

Licences of RBS Asia Securities (Hong Kong) Limited (AAF114)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.03.15
TYPE 4Advising on securities
  • 2003.04.01—2005.03.15
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.15
TYPE 9Asset management
  • 2003.04.01—2005.03.15