SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Hong Kong SFC License Details

SFC licences & institution history

Currently licensed

Noble Dragon (Asia) Limited
Earlier period—1996.12.10
SFC name change: 1996.12.10
No SFO licence period listed under this name
Shenyin Wanguo Van Eck Asset Management (Asia) Limited
1996.12.10—2001.12.18
SFC name change: 2001.12.18
No SFO licence period listed under this name
Shenyin Wanguo Asset Management (Asia) Limited
2001.12.18—2015.05.21
SFC name change: 2015.05.21
Licences in this name periodTYPE 4TYPE 6TYPE 9
Shenwan Hongyuan Asset Management (Asia) Limited
2015.05.21—Registered name
Licences in this name periodTYPE 4TYPE 9

Licences of Shenwan Hongyuan Asset Management (Asia) Limited (ADU956)
Regulated Activity	Effective periods
TYPE 4Advising on securities	2003.04.01Present
TYPE 6Advising on corporate finance	2003.04.012004.03.30
TYPE 9Asset management	2003.04.01Present