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ST. JAMES'S PLACE (HONG KONG) LIMITED

SFC Licensed
SFC ID:AAV439
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SFC licences & institution history

Currently licensed
SFC ID:AAV439

St. James's Place (Hong Kong) Limited

3 former names

  1. Grandiopal Limited

    Earlier period—1990.12.19

    SFC name change: 1990.12.19

    No SFO licence period listed under this name

  2. Associated Partners in Finance Limited

    1990.12.19—2003.01.17

    SFC name change: 2003.01.17

    No SFO licence period listed under this name

  3. Henley Group Limited, The

    2003.01.17—2015.01.05

    SFC name change: 2015.01.05

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. St. James's Place (Hong Kong) Limited

    2015.01.05—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of St. James's Place (Hong Kong) Limited (AAV439)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2012.02.14—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.16
TYPE 9Asset management
  • 2003.04.01—2005.06.14
  • 2015.10.30—Present