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ST. JAMES'S PLACE (HONG KONG) LIMITED Hong Kong SFC License Details
ST. JAMES'S PLACE (HONG KONG) LIMITED
SFC Licensed
SFC ID:
AAV439
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2005-03-16
C
Advising on securities
-
-
C
Asset management
-
2005-06-14
C
Asset management
2015-10-30
-
C
Dealing in securities
2012-02-14
-