Webb-site Legacy

Home

Macquarie Asia Securities Limited

SFC Licensed
SFC ID:AAC523
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAC523

Macquarie Asia Securities Limited

4 former names

  1. Charonia Limited

    Earlier period—1986.05.13

    SFC name change: 1986.05.13

    No SFO licence period listed under this name

  2. Baring Futures (Hong Kong) Limited

    1986.05.13—1995.07.18

    SFC name change: 1995.07.18

    No SFO licence period listed under this name

  3. ING Futures & Options (Hong Kong) Limited

    1995.07.18—2004.07.31

    SFC name change: 2004.07.31

    No SFO licence period listed under this name

  4. Macquarie Futures & Options (Hong Kong) Limited

    2004.07.31—2018.01.02

    SFC name change: 2018.01.02

    Licences in this name periodTYPE 2
  5. Macquarie Asia Securities Limited

    2018.01.02—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Macquarie Asia Securities Limited (AAC523)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2020.09.03—Present
TYPE 2Dealing in futures contracts
  • 2005.07.26—2017.10.10
TYPE 4Advising on securities
  • 2020.09.03—Present