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DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED Hong Kong SFC License Details
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 德利佳華證券(亞洲)有限公司
SFC Inactive
Dissolved
SFC ID:
AAD661
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
2006-12-22
2009-04-17
C
Advising on securities
2005-06-24
2009-10-19
C
Dealing in securities
2005-06-24
2009-10-19