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DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 德利佳華證券(亞洲)有限公司

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SFC ID:AAD661
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SFC licences & institution history

No current licences
SFC ID:AAD661

Dresdner Kleinwort Securities (Asia) Limited

2 former names

  1. Kleinwort Benson Securities (Asia) Limited

    Earlier period—2001.04.17

    SFC name change: 2001.04.17

    No SFO licence period listed under this name

  2. Dresdner Kleinwort Wasserstein Securities (Asia) Limited

    2001.04.17—2006.09.18

    SFC name change: 2006.09.18

    Licences in this name periodTYPE 1TYPE 4

  3. Dresdner Kleinwort Securities (Asia) Limited

    2006.09.18—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of Dresdner Kleinwort Securities (Asia) Limited (AAD661)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2005.06.24—2009.10.19
TYPE 4Advising on securities
  • 2005.06.24—2009.10.19
TYPE 6Advising on corporate finance
  • 2006.12.22—2009.04.17