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ITG SECURITIES (ASIA) LIMITED

SFC Inactive
SFC ID:AHL007
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SFC licences & institution history

No current licences
SFC ID:AHL007

ITG Securities (Asia) Limited

2 former names

  1. Techno-Ocean Limited

    Earlier period—2002.02.20

    SFC name change: 2002.02.20

    No SFO licence period listed under this name

  2. ITG Securities (HK) Limited

    2002.02.20—2003.01.30

    SFC name change: 2003.01.30

    No SFO licence period listed under this name

  3. ITG Securities (Asia) Limited

    2003.01.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of ITG Securities (Asia) Limited (AHL007)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2003.04.25
TYPE 4Advising on securities
  • 2003.04.01—2003.04.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.04.25
TYPE 9Asset management
  • 2003.04.01—2003.04.25