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UBS AG Hong Kong SFC License Details
UBS AG
SFC Licensed
SFC ID:
AEP554
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
R
Advising on corporate finance
-
-
R
Advising on securities
-
-
R
Asset management
-
-
R
Automated trading services
2006-01-04
-
R
Dealing in securities
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-