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UBS AG

SFC Licensed
SFC ID:AEP554
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SFC licences & institution history

Currently licensed
SFC ID:AEP554

UBS AG

Licences of UBS AG (AEP554)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2006.01.04—Present
TYPE 9Asset management
  • 2003.04.01—Present