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FIRST STATE (HONG KONG) LLC

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SFC ID:ADV673
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SFC licences & institution history

No current licences
SFC ID:ADV673

First State (Hong Kong) LLC

2 former names

  1. Nicholas-Applegate Capital Management (Hong Kong) LLC

    Earlier period—1999.06.02

    SFC name change: 1999.06.02

    No SFO licence period listed under this name

  2. CMG First State (Hong Kong) LLC

    1999.06.02—2001.12.12

    SFC name change: 2001.12.12

    No SFO licence period listed under this name

  3. First State (Hong Kong) LLC

    2001.12.12—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of First State (Hong Kong) LLC (ADV673)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2007.07.27
TYPE 5Advising on futures contracts
  • 2003.04.01—2006.08.29
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.11
TYPE 9Asset management
  • 2003.04.01—2008.05.16