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DBS VICKERS SECURITIES ONLINE (HK) LIMITED 星展唯高達網上證券(香港)有限公司

SFC InactiveDissolved
SFC ID:AFD431
CCASS ID:B01764
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SFC licences & institution history

No current licences
SFC ID:AFD431

DBS Vickers Securities Online (HK) Limited

3 former names

  1. Green Line Investor Services (Hong Kong) Limited

    Earlier period—1999.06.28

    SFC name change: 1999.06.28

    No SFO licence period listed under this name

  2. TD Waterhouse Investor Services (Hong Kong) Limited

    1999.06.28—2001.12.17

    SFC name change: 2001.12.17

    No SFO licence period listed under this name

  3. DBS TD Waterhouse (Hong Kong) Limited

    2001.12.17—2004.06.25

    SFC name change: 2004.06.25

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. DBS Vickers Securities Online (HK) Limited

    2004.06.25—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of DBS Vickers Securities Online (HK) Limited (AFD431)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2008.06.20
TYPE 4Advising on securities
  • 2003.04.01—2008.06.20
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.03
TYPE 9Asset management
  • 2003.04.01—2004.12.03