NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE

3 former names

1. Montana Limited

   Earlier period—1994.11.03

   SFC name change: 1994.11.03

   No SFO licence period listed under this name

2. Northern Global Financial Services Limited

   1994.11.03—1998.09.02

   SFC name change: 1998.09.02

   No SFO licence period listed under this name

3. Northern Trust Company of Hong Kong Limited, The

   1998.09.02—2014.07.28

   SFC name change: 2014.07.28

   Licences in this name periodTYPE 1TYPE 2TYPE 9

4. Northern Trust Company of Hong Kong Limited, The

   2014.07.28—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9