NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE Hong Kong SFC License Details

Webb-site Legacy

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on securities	2017-03-10	-
C	Asset management	2011-09-05	-
C	Dealing in futures contracts	2011-11-02	-
C	Dealing in securities	-	-

Organization