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KOREA INVESTMENT & SECURITIES ASIA LIMITED 韓國投資證券亞洲有限公司

SFC Licensed
SFC ID:AED807
CCASS ID:B02185
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SFC licences & institution history

Currently licensed
SFC ID:AED807

Korea Investment & Securities Asia Limited

1 former names

  1. Korea Investment Management Asia Limited

    Earlier period—2005.05.25

    SFC name change: 2005.05.25

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Korea Investment & Securities Asia Limited

    2005.05.25—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of Korea Investment & Securities Asia Limited (AED807)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2019.11.22—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.10
TYPE 9Asset management
  • 2003.04.01—2012.05.09