Webb-site Legacy
En
Home
KOREA INVESTMENT & SECURITIES ASIA LIMITED Hong Kong SFC License Details
KOREA INVESTMENT & SECURITIES ASIA LIMITED 韓國投資證券亞洲有限公司
SFC Licensed
SFC ID:
AED807
CCASS ID:
B02185
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-11-10
C
Advising on securities
-
-
C
Asset management
-
2012-05-09
C
Dealing in futures contracts
2019-11-22
-
C
Dealing in securities
-
-