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GFI (HK) SECURITIES L.L.C.

SFC Licensed
SFC ID:ADS246
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SFC licences & institution history

Currently licensed
SFC ID:ADS246

GFI (HK) Securities L.L.C.

Licences of GFI (HK) Securities L.L.C. (ADS246)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2017.07.31—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.02.21
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.21
TYPE 7Providing automated trading services
  • 2007.06.18—Present
TYPE 9Asset management
  • 2003.04.01—2005.02.21