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SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 申萬宏源研究(香港)有限公司
SFC Licensed
SFC ID:
ADW588
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
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2004-12-08
C
Advising on futures contracts
2017-02-22
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C
Advising on securities
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