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Neuberger Berman Asia Limited

SFC Licensed
SFC ID:AQN831
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SFC licences & institution history

Currently licensed
SFC ID:AQN831

Neuberger Berman Asia Limited

4 former names

  1. Lehman Brothers Asset Management Asia Limited

    Earlier period—2008.04.01

    SFC name change: 2008.04.01

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  2. Lehman Brothers Asset Management Asia Limited

    2008.04.01—2008.10.30

    SFC name change: 2008.10.30

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  3. Neuberger Investment Management Asia Limited

    2008.10.30—2009.04.24

    SFC name change: 2009.04.24

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  4. Neuberger Berman Asia Limited

    2009.04.24—2011.04.12

    SFC name change: 2011.04.12

    Licences in this name periodTYPE 1TYPE 4TYPE 9

  5. Neuberger Berman Asia Limited

    2011.04.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Neuberger Berman Asia Limited (AQN831)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2008.03.13—Present
TYPE 4Advising on securities
  • 2008.03.13—Present
TYPE 9Asset management
  • 2008.03.13—Present