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BMI Securities Limited 邦盟滙駿證券有限公司
SFC Licensed
SFC ID:
AWF485
CCASS ID:
B01925
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Public Disciplinary Actions
SFC fines BMI Securities Ltd HK$3.7m and suspends Maggie Tang Wing Chi for 5.5 months
SFC, 11-Feb-2020
For breaches of anti-money laundering requirements in relation to a placing of shares in Bank of Jinzhou (0416) and the 2016 IPO of Yadea (1585).
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