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Broadway Wealth Management Limited 博偉財富管理有限公司

SFC InactiveDissolved
SFC ID:AED742
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SFC licences & institution history

No current licences
SFC ID:AED742

Broadway Wealth Management Limited

2 former names

  1. W. FALCON PORTFOLIO MANAGEMENT (ASIA) LIMITED

    Earlier period—2014.10.07

    SFC name change: 2014.10.07

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  2. W. FALCON PORTFOLIO MANAGEMENT (ASIA) LIMITED

    2014.10.07—2016.03.11

    SFC name change: 2016.03.11

    No SFO licence period listed under this name

  3. Broadway Wealth Management Limited

    2016.03.11—Registered name

    No SFO licence period listed under this name

Licences of Broadway Wealth Management Limited (AED742)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2013.01.03
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.24
TYPE 9Asset management
  • 2003.04.01—2013.01.03