JEFFERIES BACHE (HONG KONG) LIMITED

6 former names

1. Key Street Company Limited

   Earlier period—1984.07.12

   SFC name change: 1984.07.12

   No SFO licence period listed under this name

2. Bache Pacific Trade Limited

   1984.07.12—1985.07.16

   SFC name change: 1985.07.16

   No SFO licence period listed under this name

3. Prudential-Bache Futures (Hong Kong) Limited

   1985.07.16—2003.08.20

   SFC name change: 2003.08.20

   Licences in this name periodTYPE 2TYPE 5TYPE 9

4. Prudential-Bache Financial Derivatives, Limited

   2003.08.20—2004.10.04

   SFC name change: 2004.10.04

   Licences in this name periodTYPE 2TYPE 5TYPE 9

5. Bache Financial Derivatives, Limited

   2004.10.04—2006.12.22

   SFC name change: 2006.12.22

   Licences in this name periodTYPE 2TYPE 5TYPE 9

6. Bache Commodities (Hong Kong) Limited

   2006.12.22—2011.07.07

   SFC name change: 2011.07.07

   Licences in this name periodTYPE 2

7. Jefferies Bache (Hong Kong) Limited

   2011.07.07—Registered name

   Licences in this name periodTYPE 2