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UBS CAPITAL ASIA PACIFIC (HK) LIMITED

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SFC ID:AEX188
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SFC licences & institution history

No current licences
SFC ID:AEX188

UBS Capital Asia Pacific (HK) Limited

2 former names

  1. Swiss Finance Corporation (HK) Limited

    Earlier period—1998.10.11

    SFC name change: 1998.10.11

    No SFO licence period listed under this name

  2. UBS Capital Asia (HK) Limited

    1998.10.11—1999.03.25

    SFC name change: 1999.03.25

    No SFO licence period listed under this name

  3. UBS Capital Asia Pacific (HK) Limited

    1999.03.25—Registered name

    Licences in this name periodTYPE 4TYPE 6TYPE 9
Licences of UBS Capital Asia Pacific (HK) Limited (AEX188)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2004.05.10
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.05.10
TYPE 9Asset management
  • 2003.04.01—2004.05.10