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Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

SFC Licensed
SFC ID:AUG613
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SFC licences & institution history

Currently licensed
SFC ID:AUG613

Oppenheimer Investments Asia Limited

Licences of Oppenheimer Investments Asia Limited (AUG613)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.02.12—Present
TYPE 4Advising on securities
  • 2013.01.29—Present
TYPE 6Advising on corporate finance
  • 2010.02.12—2017.07.05