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TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC.

SFC InactiveDissolved
SFC ID:ADG047
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SFC licences & institution history

No current licences
SFC ID:ADG047

TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc.

1 former names

  1. Green LIne Investor Services (Hong Kong) Inc.

    Earlier period—1999.07.13

    SFC name change: 1999.07.13

    No SFO licence period listed under this name

  2. TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc.

    1999.07.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. (ADG047)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2003.11.07
TYPE 4Advising on securities
  • 2003.04.01—2003.11.07
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.11.07
TYPE 9Asset management
  • 2003.04.01—2003.11.07