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Nomura Asset Management Hong Kong Limited Hong Kong SFC License Details
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司
SFC Licensed
SFC ID:
AAF351
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-12-16
C
Advising on futures contracts
-
2004-12-16
C
Advising on securities
-
-
C
Asset management
-
-
C
Dealing in securities
-
2004-12-16
C
Dealing in securities
2013-05-20
-