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Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司

SFC Licensed
SFC ID:AAF351
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SFC licences & institution history

Currently licensed
SFC ID:AAF351

Nomura Asset Management Hong Kong Limited

2 former names

  1. Nomura Asset Management (Asia) Limited

    Earlier period—1997.09.22

    SFC name change: 1997.09.22

    No SFO licence period listed under this name

  2. Nomura Asset Management Hong Kong Limited

    1997.09.22—2008.06.05

    SFC name change: 2008.06.05

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  3. Nomura Asset Management Hong Kong Limited

    2008.06.05—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Nomura Asset Management Hong Kong Limited (AAF351)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.12.16
  • 2013.05.20—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.12.16
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.16
TYPE 9Asset management
  • 2003.04.01—Present