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DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS 唯高達証券有限公司

SFC Inactive
SFC ID:AAC207
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SFC licences & institution history

No current licences
SFC ID:AAC207

DBS Vickers Securities (Hong Kong) Limited DBS

2 former names

  1. Hopetoune Limited

    Earlier period—1987.03.23

    SFC name change: 1987.03.23

    No SFO licence period listed under this name

  2. DBS Securities Hong Kong Limited

    1987.03.23—2001.09.28

    SFC name change: 2001.09.28

    No SFO licence period listed under this name

  3. DBS Vickers Securities (Hong Kong) Limited DBS

    2001.09.28—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of DBS Vickers Securities (Hong Kong) Limited DBS (AAC207)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.01.02
TYPE 4Advising on securities
  • 2003.04.01—2004.01.02
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.01.02
TYPE 9Asset management
  • 2003.04.01—2004.01.02