Webb-site Legacy

Home

GRAND ALLIANCE ASSET MANAGEMENT LIMITED 浩成資產管理有限公司

SFC Licensed
SFC ID:ADZ845
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ADZ845

Grand Alliance Asset Management Limited

1 former names

  1. AR Asset Management (HK) Limited

    Earlier period—1999.05.31

    SFC name change: 1999.05.31

    No SFO licence period listed under this name

  2. Grand Alliance Asset Management Limited

    1999.05.31—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Grand Alliance Asset Management Limited (ADZ845)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.07.12
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.09.02
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.02
TYPE 9Asset management
  • 2003.04.01—Present