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DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 大和証券盛民博昌期貨(亞洲)有限公司

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SFC ID:ABE601
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SFC licences & institution history

No current licences
SFC ID:ABE601

Daiwa Securities SMBC Futures (Asia) Limited

2 former names

  1. Daiwa Futures (Asia) Limited

    Earlier period—1999.09.28

    SFC name change: 1999.09.28

    No SFO licence period listed under this name

  2. Daiwa Securities SB Capital Markets Futures (Asia) Limited

    1999.09.28—2001.04.01

    SFC name change: 2001.04.01

    No SFO licence period listed under this name

  3. Daiwa Securities SMBC Futures (Asia) Limited

    2001.04.01—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of Daiwa Securities SMBC Futures (Asia) Limited (ABE601)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2007.11.21
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.01.25
TYPE 9Asset management
  • 2003.04.01—2005.01.25