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DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Hong Kong SFC License Details
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 大和証券盛民博昌期貨(亞洲)有限公司
SFC Inactive
Dissolved
SFC ID:
ABE601
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on futures contracts
-
2005-01-25
C
Asset management
-
2005-01-25
C
Dealing in futures contracts
-
2007-11-21