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Wells Fargo Securities Asia Limited

SFC Licensed
SFC ID:AQP592
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SFC licences & institution history

Currently licensed
SFC ID:AQP592

Wells Fargo Securities Asia Limited

1 former names

  1. Wachovia Securities Asia Limited

    Earlier period—2009.07.06

    SFC name change: 2009.07.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Wells Fargo Securities Asia Limited

    2009.07.06—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of Wells Fargo Securities Asia Limited (AQP592)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2008.04.25—Present
TYPE 2Dealing in futures contracts
  • 2022.11.02—Present
TYPE 4Advising on securities
  • 2008.04.25—Present
TYPE 6Advising on corporate finance
  • 2008.04.25—Present
TYPE 9Asset management
  • 2008.04.25—2023.02.24