DAIWA SECURITIES SMBC (ASIA) LIMITED Senior Officers & Directors List

Licensed staff trend

Monthly unique staff snapshots from the SFC licence register

Latest monthly change: 0

A person with multiple activities is counted once in each monthly snapshot.

Licensed personnel flows

Derived from public SFC principal history. This is not a complete employment history; overlapping or tied records are not assigned a direction.

Main Board

Exclude unknown removal dates

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No.	Name	Position	From	Until	Gender
No data available

SFC Licenses

RO = Responsible Officer; Rep = Representative

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Activity type:

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Name	SFC ID	Licences	From	Until	Gender
No data available

DAIWA SECURITIES SMBC (ASIA) LIMITED 大和証券盛民博昌(亞洲)有限公司