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EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Public Disciplinary Actions
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 英皇金融集團(香港)有限公司
SFC Licensed
SFC ID:
ACJ776
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Mr Ho Kai Yin for keeping secret securities account
SFC, 17-Jan-2011
Orgs
People
SFC reprimands Wong Siu Man, Sangdy Cheung Woon Chuen, Tom Chan Pak Lam & Emperor Int'l Exchange (HK) Co Ltd for discretionary trading failures
SFC, 18-Aug-2003
Orgs
People
SFC grants leveraged forex licence to Emperor International Exchange
SFC, 29-Jan-1997
...on the understanding that Sonny Yeung and Michael Yeung will no longer be directors
Orgs
People
An applicant for registration convicted of misleading SFC
SFC, 23-Jan-1997
Orgs
People