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KARL-THOMSON SECURITIES COMPANY LIMITED Hong Kong SFC License Details
KARL-THOMSON SECURITIES COMPANY LIMITED 高信證券有限公司
SFC Licensed
SFC ID:
ACE607
CCASS ID:
B01514
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
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2004-11-30
C
Advising on securities
-
2004-11-30
C
Asset management
-
-
C
Automated trading services
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2004-11-30
C
Dealing in securities
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