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KARL-THOMSON SECURITIES COMPANY LIMITED 高信證券有限公司

SFC Licensed
SFC ID:ACE607
CCASS ID:B01514
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SFC licences & institution history

Currently licensed
SFC ID:ACE607

Karl-Thomson Securities Company Limited

Licences of Karl-Thomson Securities Company Limited (ACE607)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.30
TYPE 7Providing automated trading services
  • 2003.04.01—2004.11.30
TYPE 9Asset management
  • 2003.04.01—Present