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LAZARD ASIA (HONG KONG) LIMITED

SFC Licensed
SFC ID:AAG627
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SFC licences & institution history

Currently licensed
SFC ID:AAG627

Lazard Asia (Hong Kong) Limited

3 former names

  1. Lazard Asia Asset Management Ltd.

    Earlier period—1990.07.27

    SFC name change: 1990.07.27

    No SFO licence period listed under this name

  2. Lazard Asia Asset Management Ltd

    1990.07.27—1993.01.27

    SFC name change: 1993.01.27

    No SFO licence period listed under this name

  3. Lazard Asia Asset Management Limited

    1993.01.27—1995.07.13

    SFC name change: 1995.07.13

    No SFO licence period listed under this name

  4. Lazard Asia (Hong Kong) Limited

    1995.07.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Lazard Asia (Hong Kong) Limited (AAG627)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.03.20—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2004.08.19