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DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS 宏達理財證券有限公司

SFC InactiveDissolved
SFC ID:AFE349
CCASS ID:B01683
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SFC licences & institution history

No current licences
SFC ID:AFE349

DBS TD Waterhouse Securities (Hong Kong) Limited DBS

2 former names

  1. Toronto Dominion Securities Services (Hong Kong) Limited

    Earlier period—1999.06.28

    SFC name change: 1999.06.28

    No SFO licence period listed under this name

  2. TD Waterhouse Securities Services (Hong Kong) Limited

    1999.06.28—2001.12.17

    SFC name change: 2001.12.17

    No SFO licence period listed under this name

  3. DBS TD Waterhouse Securities (Hong Kong) Limited DBS

    2001.12.17—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of DBS TD Waterhouse Securities (Hong Kong) Limited DBS (AFE349)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.02.13
TYPE 4Advising on securities
  • 2003.04.01—2004.02.13
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.02.13
TYPE 9Asset management
  • 2003.04.01—2004.02.13