Webb-site Legacy
En
Home
DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS Hong Kong SFC License Details
DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS 宏達理財證券有限公司
SFC Inactive
Dissolved
SFC ID:
AFE349
CCASS ID:
B01683
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-02-13
C
Advising on securities
-
2004-02-13
C
Asset management
-
2004-02-13
C
Dealing in securities
-
2004-02-13