Webb-site Legacy

Home

UNI-ALPHA SECURITIES LIMITED 裕豐證券有限公司

SFC InactiveDissolved
SFC ID:AFQ025
CCASS ID:B01711
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:AFQ025

Uni-Alpha Securities Limited

2 former names

  1. Wealth Cheer Development Limited

    Earlier period—2000.02.08

    SFC name change: 2000.02.08

    No SFO licence period listed under this name

  2. Century City Brokerage Limited

    2000.02.08—2001.11.24

    SFC name change: 2001.11.24

    No SFO licence period listed under this name

  3. Uni-Alpha Securities Limited

    2001.11.24—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Uni-Alpha Securities Limited (AFQ025)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2006.10.31
TYPE 4Advising on securities
  • 2003.04.01—2005.03.23
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.23
TYPE 9Asset management
  • 2003.04.01—2005.03.23