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TIAN YUAN FINANCE LIMITED 天元金融有限公司

SFC Inactive
SFC ID:AGE667
CCASS ID:B02000
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SFC licences & institution history

No current licences
SFC ID:AGE667

Tian Yuan Finance Limited

3 former names

  1. Happy Faith International Limited

    Earlier period—2000.06.02

    SFC name change: 2000.06.02

    No SFO licence period listed under this name

  2. Prudential Brokerage Asia Limited

    2000.06.02—2006.07.19

    SFC name change: 2006.07.19

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Prudential Capital Asia Limited

    2006.07.19—2015.11.30

    SFC name change: 2015.11.30

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. Tian Yuan Finance Limited

    2015.11.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Tian Yuan Finance Limited (AGE667)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2021.12.23
TYPE 4Advising on securities
  • 2003.04.01—2025.06.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2020.04.20
TYPE 9Asset management
  • 2003.04.01—2025.06.30