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KWAN YICK SECURITIES (INT'L) LIMITED Public Disciplinary Actions
KWAN YICK SECURITIES (INT'L) LIMITED 均益證券(國際)有限公司
SFC Licensed
SFC ID:
AAE271
CCASS ID:
B01248
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC reprimands Kwan Yick Securities (Int'l) Ltd & suspends Mrs Lee Cheng Suet Chun & Mr Lee Kai Yan for 2 months for internal control failings
SFC, 24-Nov-2003
Orgs
People
SFC takes action against Kwan Yick Securities (Int'l) Ltd and its staff
SFC, 04-Sep-1997
Orgs
People